Vice President, Legal & Compliance (Asset Management Business) - China Merchants Securities International Company Limited - Central

Job Highlights
Qualified lawyer in HK/UK/Common law jurisdiction
Asset Management Compliance
3-5 years PQE
Job Description

Job Responsibilities:

Act as a single role to support all legal and compliance matters of asset management business of CMS Asset Management (HK) Co. Ltd (the “Company”);
Perform legal review of all fund documents (including authorized funds and PE funds) of offshore funds launched by the Company;
Coordinate with internal (asset management unit’s front office personnel) and external stakeholders (ie external law firm) for launching any new funds or updating any existing fund documents;
Review and update all compliance policies and procedures of the Company to ensure compliance with SFC requirements;
Provide legal and compliance advice to asset management business as and when necessary to ensure business activities in line with relevant laws and regulatory requirements (ie SFC);
Coordinate internally for any reporting as and when required at group level; and
Any ad hoc duties as and when delegated by the Head of Legal and Compliance of the group.

Job Requirements:

Qualified lawyer in HK/UK/Common law jurisdiction with 3-5 years PQE;
Experience in working in sizeable law firms with relevant funds experience;
Experience in working in in-house securities/asset management company as legal/compliance officer and handle all legal and compliance duties of the company;
Fluent in Cantonese, English and Mandarin; and
Experience in working in Chinese securities/asset management company preferred but not essential.
We offer attractive remuneration and benefits including 5-day working week to the right candidates. Interested parties, please send your full resume including your CURRENT and EXPECTED salary to us by email.

Personal data provided will be used by us for recruitment and related purposes, which is strictly in accordance with the Personal Data (Privacy) Ordinance (Cap. 486 of the Laws of Hong Kong) for Applicants for Employment. Applicants who are not contacted within 6 weeks may consider your applications unsuccessful and the personal data collected will be destroyed after 2 years or such other period as prescribed by the applicable laws.

Additional Information
Career Level
Years of Experience
5 years
Job Type
Full Time, Permanent
Company Website
Job Functions
Banking / Finance, Fund Management, Professional Services, Legal & Compliance, Asset Management
Company Overview
China Merchants Securities International Company Limited (“CMSI”), a wholly-owned subsidiary of China Merchants Securities Co., Ltd. (“CMS”, Stock Code: 6099.HK/600999.SH) under the century-old China Merchants Group, was established in 1999 and headquartered in Hong Kong. It is the main overseas business platform of CMS, and a vital bridge between CMS and international capital market. CMSI has established subsidiaries in di­erent international financial centres such as Hong Kong, London, Seoul, etc.; and is dedicated to providing clients in both Mainland China and overseas with a full range of integrated financial services, including brokerage, corporate financing, sales and trading, asset management, private equity, global commodities and futures, etc. CMSI are searching high caliber talents to help develop and take part in the growth of our business.

Wechat: cms_international

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