Monitoring, rectification, and controlling tasks
To perform various controlling tasks
At least 5 - 7 years of banking experience
To perform monitoring, rectification, and controlling tasks with the purpose of achieving compliant to various banking rules and regulations imposed by regulators while in the process, to improve efficiency of the operation of the division.
To perform various controlling tasks in conjunction with Group Compliance or other assigned departments to meet the requirements of regulators. The subject of the tasks involved include but not limited to FATCA/CRS, the Supervisory Policy Manual stipulated by the HKMA, Code of Banking Practice, and the related policy under the Securities and Futures Commission;
To formulate, review, and ameliorate the various operating processes of the division. The review includes not only those under Business Compliance & Control but also the process perform by the frontline team with Business Compliance/Control and/or with other departments;
To build and review policies and procedures, guidelines, and workflow for the team as well as for the division;
Other ad hoc improvement projects to perform for the division
At least 5 - 7 years of banking experience with at least 3 - 4 years gained through job responsibilities that involved banking compliance and process control;
Knowledge of various banking compliance rules and regulations and understand/experienced in putting them into practice to the operation of the division;
Being able to see the gaps in the current control and process and make necessary improvement before the identification by internal audit
Follow up with audit points
Proven experiences in improving existing control mechanism and increase efficiency process of banking tasks;
Understand frontline operation and business dynamics
Please note that only shortlisted candidates will be notified.
Years of Experience
Banking / Finance, Others, Professional Services, Legal & Compliance, Order Processing & Operation / Settlement
The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China.
Our currency is caring, teamwork and progressiveness. We accept that everyone is unique and different in talent, but alike in the capacity for growth. Our task is to shape a culture that creates a sense of pride in achieving something beyond just a job, and an environment where you can be your true and authentic self, like at home.
Application link: https://hk.jobsdb.com/hk/en/Webflow/PopUpJobApplicationExternalLink?jobAdId=100003008485187®Country=hk&url=https%3A%2F%2Fphg.tbe.taleo.net%2Fphg03%2Fats%2Fcareers%2Frequisition.jsp%3Forg%3DDSB%26cws%3D1%26rid%3D2684