Responsible Officer Type 9 - Inspire Executive Limited - Hong Kong Island

Job Highlights
asset management
RO 9
Job Description
Our client is a leading Chinese securities firm, and they are looking for a RO Type 9 to join their firm.


Act as Responsible Officer to supervise SFC Type 9 regulated activities & daily securities operations;
Responsible for the overall business operations and compliance
Responsible for the company’s risk control and supervise team members


Degree or above in Business related disciplines;
SFC registered RO/Qualified Representative for license 9;
Experienced in compliance, operations and risk control
Mandarin and English is a must
Additional Information
Job Type
Full Time
Job Functions
Banking / Finance, Asset Management
Company Overview

Lake Street Executive Search is a CGP (Cornerstone Global Partners) company with a specialization in Executive Hiring in Financial Services. We provide extensive recruitment services to our clients including but not limited to Asset Management, Private Equity, Private Banks and Investment Banks.

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