Responsible Officer Type 9 - Inspire Executive Limited - Hong Kong Island

Job Highlights
asset management
compliance
RO 9
Job Description
Our client is a leading Chinese securities firm, and they are looking for a RO Type 9 to join their firm.

Responsibilities:

Act as Responsible Officer to supervise SFC Type 9 regulated activities & daily securities operations;
Responsible for the overall business operations and compliance
Responsible for the company’s risk control and supervise team members

Requirements:

Degree or above in Business related disciplines;
SFC registered RO/Qualified Representative for license 9;
Experienced in compliance, operations and risk control
Mandarin and English is a must
Additional Information
Job Type
Full Time
Job Functions
Banking / Finance, Asset Management
Company Overview

Lake Street Executive Search is a CGP (Cornerstone Global Partners) company with a specialization in Executive Hiring in Financial Services. We provide extensive recruitment services to our clients including but not limited to Asset Management, Private Equity, Private Banks and Investment Banks.

Application link: https://hk.jobsdb.com/hk/en/job/100003008478652/apply-preview?fr=SRP%20Job%20Listing&jobId=100003008478652&searchPath=%2Fhk%2Fjobs%2Fbanking-finance%2F9&sectionRank=263&token=0~61adf274-d346-4e96-b4d8-c13433ec2750&trackData={"ApplySource"%3A7}