Manager/Assistant Manager of Operations department (Settlement) - Orient Securities International Financial Group Limited - Central

Job Highlights
5 year+ solid experience
Team leader role
structured products, bonds, equities and index etc
Job Description


Handling ad hoc projects in business development and regulatory requirement, and coordinating with internal stakeholders;
Manage/ Monitor the daily operations including HK Equities & Futures, Overseas Equities, Futures and Options , Fixed Income and Derivatives products;
Monitor daily task such as pre-matching, post trade processing, nominee services, stock reconciliation, IPO, corporate actions and placement;
Liaise with Brokers, in-house counterparties to follow up any settlement related issues and enquiries;
Ensure operational procedures in compliance with all relevant external regulators and in-house policies;
Involvement in projects to improve efficiency of processes, increasing controls and mitigating risk
Participate in system development projects include UAT and system migration.


Bachelor Degree holder or above;
5 years solid experience in Securities & Futures settlement for Hong Kong and Overseas markets;
Knowledge of financial products such as structured products, bonds, equities and index/ commodities, futures and options etc;
Experience in trade support of Institutional Sales Department or Middle Office
Knowledge of CCASS, DCASS, Omgeo CTM, CMU & Euro clear operations;
Good command of spoken and written English & Chinese and Proficiency in MS office;
Self-motivated, detail minded, good interpersonal and communication skills;
Able to work independently under pressure.
Additional Information
Career Level
Years of Experience
5 years
Job Type
Full Time, Permanent
Job Functions
Banking / Finance, Order Processing & Operation / Settlement
Company Overview

集團公司東方證券股份有限公司(簡稱“東方證券”)(600958.SH, 03958.HK)於1998年經中國證券監督管理委員會批准設立,總部位於上海,提供證券、期貨、資產管理、理財、投行、投資諮詢及證券研究等金融服務。2010年東方證券在香港設立全資子公司東方金融控股(香港)有限公司(簡稱“東方金控”)。

東方金控東方金控現註冊資本22億港元,是統籌協調集團公司國際業務的平臺,採用“管理平臺+業務平臺+專業子公司”的架構進行管理,於2016年向下增設東證國際金融集團有限公司Orient Securities International Financial Group Limited(以下簡稱“東證國際”),同時東方金控轄下設東證科技(深圳)有限公司和多家SPV公司。


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